JL
John M. Lauer
LAUER WEALTH MANAGEMENT
VALPARAISO, IN 46383
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CRD#: 6542206
JL
Professional summary
John Matthew Lauer is a registered financial advisor currently at LAUER WEALTH MANAGEMENT located in Valparaiso, Indiana.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"1.I am a partner in a family-owned commercial rental building. The building is held in a holding company called Lauer Holdings, LLC. My 3 sisters are also partners. I devote roughly 10 hours per month to this activity. This business/ building is located at 404 S. Main St. Kouts, IN 46347. I never conduct partner duties during training hours. I evaluate real estate transactions and determine which properties to purchase.
2.I am a licensed CPA and I assist family and friends in preparing their taxes and/or helping with booking. I do not hold myself out as a business open for tax preparation. Only help family and friends if they request. I devote roughly 15 hours/month to this on average.
3.I am an adjunct professor for North Park University in Chicago, IL. I teach their individual taxation course. This part-time/ temporary employment. On average, 5hrs/mo."
CRS (Client Relationship Summary) - RIA
Click below to view John Matthew Lauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2017 - Present
LAUER WEALTH MANAGEMENT
Office #1: 196 E 112 S, Valparaiso, IN 46383RIA
CRD#: 289763
VALPARAISO, IN
Past
August 4, 2016 - October 3, 2017
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
Valparaiso, IN
Past
February 19, 2016 - October 3, 2017
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
VALPARAISO, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAUER WEALTH MANAGEMENT
LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT
CRD#: 289763 / SEC#: 801-121657
RIA
Registered Investment Advisory firm - (6/30/2021 Approved)Indiana
Registered Investment Advisory firm - (7/21/2021 Terminated)South Dakota
Registered Investment Advisory firm - (7/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/14/2021)
IAR
Indiana(10/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LW
LAUER WEALTH MANAGEMENT
LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT
CRD#: 289763 / SEC#: 801-121657
RIA
Registered Investment Advisory firm - (6/30/2021 Approved)Indiana
Registered Investment Advisory firm - (7/21/2021 Terminated)South Dakota
Registered Investment Advisory firm - (7/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
196 E 112 S, Valparaiso, IN 46383
Mailing Address
Phone number
(219) 243-8129
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 930 |
| AUM (Assets Under Management) | $ 178,152,331 |
Red Flags
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Company Information
LAUER WEALTH MANAGEMENT
CRD#: 289763Valparaiso, IN 46383TRUST BUT VERIFY
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