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RB

Russell A. Botvin

NCU INVESTMENT SOLUTIONS
SMITHFILED, RI 02917
Some features on this profile are disabled
CRD#: 6542070
RB

Professional summary

Russell Albert Botvin, who also goes by Russell A Botvin, is a registered financial advisor currently at NCU INVESTMENT SOLUTIONS located in Smithfiled, Rhode Island.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Russell has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Russell A Botvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Albert Botvin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

NCU INVESTMENT SOLUTIONS

Office #1: 1005 Douglas Pike, Smithfiled, RI 02917
RIA
CRD#: 134804
SMITHFILED, RI
Past

January 18, 2023 - December 22, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LINCOLN, RI
Past

September 22, 2015 - December 22, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LINCOLN, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(2/19/2026)
IAR
Rhode Island
(2/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/5/2025
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/13/2025
General Securities Sales Supervisor - General Module Examination

Current Firm

NI
NCU INVESTMENT SOLUTIONS
NCU INVESTMENT SOLUTIONS | RANDALL FINANCIAL GROUP, LLC

CRD#: 134804 / SEC#:

Massachusetts
Registered Investment Advisory firm - (6/3/2005 Approved)
Rhode Island
Registered Investment Advisory firm - (4/18/2005 Approved)
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Contact information

Main Address
1005 Douglas Pike, Smithfiled, RI 02917
Mailing Address
Phone number
(401) 228-0100
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts261
AUM (Assets Under Management)$ 58,923,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NCU INVESTMENT SOLUTIONS

CRD#: 134804Smithfiled, RI 02917

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