Cole R. Mccourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cole Robert Mccourt, who also goes by Cole Mccourt, was a registered financial professional .
Cole is a previously registered financial professional and started their career in finance in 2015. Cole had worked at 4 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2021 - August 3, 2022
DRAKE STAR SECURITIES LLC
August 14, 2019 - March 17, 2021
PHARUS SECURITIES, LLC
September 21, 2016 - February 27, 2018
KIDRON CAPITAL SECURITIES LLC
October 13, 2015 - August 10, 2016
EQUITABLE ADVISORS, LLC
August 20, 2015 - August 10, 2016
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DRAKE STAR SECURITIES LLC
CRD#: 131338 / SEC#: , 8-66448
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
