Connor T. Cuff
Professional summary
Connor Thar Cuff, who also goes by Conner Cuff, Connor Cuff, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Chicago, Illinois.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2015. Connor has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Connor Thar Cuff's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 110 North Wacker Drive 51st Floor, Chicago, IL 60606June 15, 2017 - May 16, 2022
OSAIC FA, INC.
September 24, 2015 - June 16, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2024)
(5/13/2024)
(5/13/2024)
(5/13/2024)
(5/13/2024)
Exams
Series 79TO
Date: 7/29/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/3/2020
General Securities Representative ExaminationFINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
