Ramone Param
Professional summary
Ramone Param, who also goes by Ramone Param Singh, Ramone Singh, Ramone Singh Param, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Ramone is registered as a RR (Registered Representative) and started their career in finance in 2015. Ramone has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ramone Param's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 9, 2017 - February 19, 2021
EQUITEQ SECURITIES LLC
December 16, 2015 - August 30, 2017
BURCH & COMPANY, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2025)
(12/4/2023)
(2/2/2023)
(10/9/2023)
(9/3/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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