Ramone Param
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramone Param, who also goes by Ramone Param Singh, Ramone Singh, Ramone Singh Param, was a registered financial professional .
Ramone is a previously registered financial professional and started their career in finance in 2015. Ramone had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2023 - January 8, 2026
FINALIS SECURITIES LLC
August 9, 2017 - February 19, 2021
EQUITEQ SECURITIES LLC
December 16, 2015 - August 30, 2017
BURCH & COMPANY, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
