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BD

Brian G. Dunn

PEACHTREE PC INVESTORS
Atlanta, GA 30326
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CRD#: 6541219
BD
Brian George DunnPEACHTREE PC INVESTORS

Professional summary


Brian George Dunn, who also goes by Brian Dunn, is a registered financial professional currently at PEACHTREE PC INVESTORS, LLC located in Atlanta, Georgia.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Aliases


Brian Dunn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brian George Dunn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 27, 2022 - Present

PEACHTREE PC INVESTORS, LLC

Office #1: One Alliance Center 3500 Lenox Road, Suite 625, Atlanta, GA 30326
BD
CRD#: 301004
Atlanta, GA
Past

June 1, 2018 - November 4, 2022

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
SCHAUMBURG, IL
Past

May 15, 2017 - May 30, 2018

SHOPOFF SECURITIES, INC.

BD
CRD#: 142866
IRVINE, CA
Past

August 26, 2015 - March 31, 2017

OSAIC SERVICES, INC.

BD
CRD#: 133763
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/27/2022)
RR
Arizona
(10/27/2022)
RR
California
(10/27/2022)
RR
Colorado
(3/11/2025)
RR
Georgia
(10/27/2022)
RR
Hawaii
(10/27/2022)
RR
Idaho
(10/27/2022)
RR
Montana
(10/27/2022)
RR
Nevada
(10/27/2022)
RR
New Mexico
(3/12/2025)
RR
Oregon
(10/27/2022)
RR
Utah
(10/27/2022)
RR
Washington
(10/27/2022)
RR
Wyoming
(10/27/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/25/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PP
PEACHTREE PC INVESTORS, LLC
PC ADVISORS, LLC | PPCA | PEACHTREE PC INVESTORS, LLC | PEACHTREE PC ADVISORS, LLC

CRD#: 301004 / SEC#: , 8-70317

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3500 Lenox Road Suite 625, Atlanta, GA 30326
Mailing Address
3500 Lenox Road Suite 625, Atlanta, GA 30326
Phone number
(678) 250-9368
Established
Georgia since 02/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PEACHTREE PC ADVISORS HOLDING, LLCOWNER
BEATON, DANIEL STEWARTFINOP4240769
CHO, WONHEE NMNPRESIDENT5903574
FRASIER, MICHAEL JOHNCHIEF COMPLIANCE OFFICER3013598

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PEACHTREE PC INVESTORS, LLC

CRD#: 301004Atlanta, GA 30326

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