Mark E. Hall

SMARTT WEALTH SOLUTIONS

Scottsdale, AZ 85258

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CRD#: 6540243

Professional summary

Mark Eugene Hall, who also goes by Mark Hall, is a registered financial advisor currently at SMARTT WEALTH SOLUTIONS, LLC located in Scottsdale, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARK E. HALL, PC; SCOTTSDALE, AZ; PARTNER/ATTORNEY; GREATER THAT 75% OF TIME SPENT IN THIS PRACTICE; BEGAN IN 2000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Eugene Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2015 - Present

SMARTT WEALTH SOLUTIONS, LLC

Office #1: 9000 E Pima Center Pkwy #160, Scottsdale, AZ 85258

RIA

CRD#: 171535

Scottsdale, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2015

Uniform Investment Adviser Law Examination

Current Firm

SMARTT WEALTH SOLUTIONS, LLC

CRD#: 171535 / SEC#:

Arizona

Registered Investment Advisory firm - (6/16/2014 Approved)

Texas

Registered Investment Advisory firm - (10/1/2021 Terminated)

Utah

Registered Investment Advisory firm - (10/1/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1166 E Warner Road Suite 101, Gilbert, AZ 85296

Mailing Address

Phone number

(480) 385-7540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Eugene Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMARTT WEALTH SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2015

Current Firm

SMARTT WEALTH SOLUTIONS, LLC

Contact information

Documents

Red Flags

Company Information

SMARTT WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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