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Mark Eugene Hall

SMARTT WEALTH SOLUTIONS
Scottsdale, AZ
·CRD# 6540243·11 years experience

Professional Summary

Mark Eugene Hall, who also goes by Mark Hall, is a registered financial advisor currently at SMARTT WEALTH SOLUTIONS, LLC located in Scottsdale, Arizona. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Hall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

SMARTT WEALTH SOLUTIONS, LLC·CRD# 171535
RIA
9000 E Pima Center Pkwy #160, Scottsdale, AZ 85258
August 19, 2015 - Present

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Current Firm

SW
SMARTT WEALTH SOLUTIONS, LLC

SMARTT WEALTH SOLUTIONS, LLC

CRD#: 171535
Arizona
Registered Investment Advisory firm - Arizona (6/16/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (10/1/2021 Terminated)
Utah
Registered Investment Advisory firm - Utah (10/1/2015 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1166 E Warner Road Suite 101, Gilbert, AZ 85296

Phone Number

(480) 385-7540

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARK E. HALL, PC; SCOTTSDALE, AZ; PARTNER/ATTORNEY; GREATER THAT 75% OF TIME SPENT IN THIS PRACTICE; BEGAN IN 2000.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(8/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2015About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Eugene Hall's CRS (Customer Relationship Summary).

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