Bradley A. Dobson

ORGEL WEALTH MANAGEMENT

Altoona, WI 54720

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CRD#: 6540242

Professional summary

Bradley Allen Dobson, who also goes by Brad Dobson, Bradley A Dobson, is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Bradley has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Dobson | Bradley A Dobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The employee serves as a Lecturer at the University of Wisconsin Eau Claire, 105 Garfield Ave, Eau Claire, WI 54701 (https://www.uwec.edu), teaching undergraduate courses in corporate finance, wealth management, investment strategy, and advanced investment strategy. The position is compensated by salary of approximately $50,000 annually, with full-time hours during the academic year and limited/no hours in January, June, July, and August. In two courses, students manage approximately $450,000 of university endowment assets allocated primarily to U.S. large-cap equities; the employee provides instruction and decision-making frameworks but does not make investment decisions. This activity does not involve Orgel Wealth Management clients, fundraising, or ownership interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Allen Dobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

ORGEL WEALTH MANAGEMENT, LLC

Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720

RIA

CRD#: 168219

Altoona, WI

Past

October 5, 2015 - February 25, 2020

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/16/2024)

IAR

Wisconsin
(2/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2015

General Securities Representative Examination

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

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Contact information

Main Address

2420 Rivers Edge Drive, Altoona, WI 54720

Mailing Address

Phone number

(715) 835-6525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORGEL WEALTH MANAGEMENT WRAP FEE BROCHURE (3/27/2024)

ORGEL WEALTH MANAGEMENT ADV BROCHURE (3/27/2024)

Regulatory assets under management

Total Number of Accounts	10,031
AUM (Assets Under Management)	$ 7,104,580,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley A. Dobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Allen Dobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORGEL WEALTH MANAGEMENT, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

ORGEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2015

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORGEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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