Daniel P. Helmick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick Helmick, who also goes by Dan Helmick, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2016. Daniel had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2022 - December 11, 2023
THE PACIFIC FINANCIAL GROUP, INC.
March 5, 2020 - September 13, 2021
CHANNEL ISLANDS GROUP
March 5, 2020 - June 1, 2022
JOURNEY ADVISORY GROUP, LLC
May 10, 2017 - January 23, 2020
RANDOLPH CO INC
April 27, 2016 - March 30, 2017
RESONATE ADVISORS, INC.
April 11, 2016 - April 12, 2017
VALMARK ADVISERS, INC.
April 7, 2016 - April 7, 2017
VALMARK SECURITIES, INC.
February 23, 2016 - March 16, 2016
RAYMOND JAMES & ASSOCIATES, INC.
February 17, 2016 - March 16, 2016
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,959 |
| AUM (Assets Under Management) | $ 4,111,414,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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