Lorrin G. Palagi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorrin Guy Palagi, who also goes by Lorrin Palagi, was a registered financial professional .
Lorrin is a previously registered financial professional and started their career in finance in 2015. Lorrin had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2017 - December 31, 2018
INSTITUTE FOR WEALTH ADVISORS, INC.
July 29, 2015 - May 5, 2017
PEAK AMERICAN INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
INSTITUTE FOR WEALTH ADVISORS, INC.
CRD#: 149347 / SEC#: 801-69925
Contact information
Red Flags
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