Hayes G. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hayes Griffin Miller was a registered financial professional .
Hayes is a previously registered financial professional and started their career in finance in 2015. Hayes had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2020 - April 18, 2024
BANTAM CAPITAL MANAGEMENT, LLC
April 8, 2019 - December 31, 2019
BANTAM CAPITAL MANAGEMENT, LLC
October 10, 2017 - November 10, 2017
STEPHENS
October 10, 2017 - November 10, 2017
STEPHENS
September 1, 2016 - October 18, 2017
MORGAN STANLEY
September 1, 2016 - October 18, 2017
MORGAN STANLEY
March 28, 2016 - July 25, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 1, 2016 - July 25, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 16, 2015 - March 21, 2016
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANTAM CAPITAL MANAGEMENT, LLC
CRD#: 300024 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 184,119 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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