CW
Connor M. White
J M BROWN FINANCIAL PARTNERS
Tulsa, OK 74136-5740
Some features on this profile are disabled
CRD#: 6538829
CW
Professional summary
Connor Mackenzie White, who also goes by Connor White, is a registered financial advisor currently at J M BROWN FINANCIAL PARTNERS located in Tulsa, Oklahoma.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Connor has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Connor M. White is a Licensed Insurance Agent in the State of Oklahoma since September 2016. Spending approximately 5 hours.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Mackenzie White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2015 - Present
J M BROWN FINANCIAL PARTNERS
Office #1: 7060 S. Yale Suite 701, Tulsa, OK 74136-5740RIA
CRD#: 118427
Tulsa, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(8/3/2015)
Current Firm
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7060 S. Yale Suite 701, Tulsa, OK 74136-5740
Mailing Address
Phone number
(918) 496-5460
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 934 |
| AUM (Assets Under Management) | $ 158,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J M BROWN FINANCIAL PARTNERS
CRD#: 118427Tulsa, OK 74136-5740TRUST BUT VERIFY
Monitor Connor White
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
