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KC

Kathryn D. Cassetta

BRIDGEWAY SECURITIES
ROUND ROCK, TX 78681
Some features on this profile are disabled
CRD#: 6538365
KC

Professional summary

Kathryn D Cassetta is a registered financial professional currently at BRIDGEWAY SECURITIES located in Round Rock, Texas.

Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2016. Kathryn has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kathryn D Cassetta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2026 - Present

BRIDGEWAY SECURITIES

Office #1: 1 Chisholm Trail Rd Suite 450, Round Rock, TX 78681
BD
CRD#: 334561
ROUND ROCK, TX
Past

May 16, 2022 - July 23, 2024

INDEPENDENCE POINT SECURITIES LLC

BD
CRD#: 318171
New York, NY
Past

May 10, 2019 - December 26, 2021

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

August 15, 2016 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/14/2016
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BRIDGEWAY SECURITIES
BRIDGEWAY SECURITIES | BRIDGEWAY SECURITIES CORP

CRD#: 334561 / SEC#: , 8-71318

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1 Chisholm Trail Rd Suite 450, Round Rock, TX 78681
Mailing Address
1 Chisholm Trail Rd Suite 450, Round Rock, TX 78681
Phone number
(512) 387-0991
Established
Texas since 12/26/2024
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TAYLOR, ISAAC CHARLESCEO, CCO, PARTNER4995521
BRIDGEWAY CAPITAL PARTNERS LLCHOLDING COMPANY
BLAKNEY, JASEN NATHANIELPARTNER, DIRECTOR6362295
ATTANASIO, ELIZABETH MARIEFINOP5325007

Red Flags

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Company Information

BRIDGEWAY SECURITIES

CRD#: 334561Round Rock, TX 78681

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