Carlos A. Loor
Professional summary
Carlos A. Loor, who also goes by Carlos A Loor, Carlos Andres Loor, Carlos Loor, Carlos Andres Loor Avellan, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Miami, Florida.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2015. Carlos has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos A. Loor's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 701 Brickell Ave Suite 2300, Miami, FL 33131March 18, 2024 - July 16, 2026
ATHENE SECURITIES, LLC
October 26, 2015 - August 28, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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