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MS

Mikhail Suleymanov

LIGHT HORSE SECURITIES,
New York, NY 10001
Some features on this profile are disabled
CRD#: 6537970
MS

Professional summary


Mikhail Suleymanov, who also goes by Michael Suleymanov, is a registered financial professional currently at LIGHT HORSE SECURITIES, INC located in New York, New York.

Mikhail is registered as a RR (Registered Representative) and started their career in finance in 2016. Mikhail has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Suleymanov

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mikhail Suleymanov's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 5, 2020 - Present

LIGHT HORSE SECURITIES, INC

Office #1: 330 7th Ave Suite 902, New York, NY 10001Office #2: 330 7th Ave Suite 902, New York, NY 10001
BD
CRD#: 120242
New York, NY
Past

June 15, 2016 - September 2, 2019

LIME TRADING CORP

BD
CRD#: 11826
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(5/16/2022)
RR
Massachusetts
(6/27/2022)
RR
New York
(11/5/2020)
RR
Puerto Rico
(5/13/2022)
RR
South Dakota
(3/10/2024)
RR
Texas
(7/5/2022)
RR
Washington
(5/10/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/8/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LH
LIGHT HORSE SECURITIES, INC
AINVEST FINANCIAL, INC. | LIGHT HORSE SECURITIES, INC | LIGHT HORSE MARKET SOLUTIONS, INC, | LIGHT HORSE MARKET SOLUTIONS INC | B&T ASSET MANAGEMENT | B & T SECURITIES, INC.

CRD#: 120242 / SEC#: , 8-65270

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
330 7th Ave Suite 902, New York, NY 10001
Mailing Address
330 7th Ave Suite 902, New York, NY 10001
Phone number
(646) 330-4718
Established
Florida since 01/11/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AINVEST HOLDING CORP.OWNER
FERRARO, MICHAELVP OF OPERATIONS5321027
GILMAN, ROBERT CRAIGFINOP/PFO/POO1738412
SULEYMANOV, MIKHAILCCO6537970
WANG, XINGCEO5326713

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIGHT HORSE SECURITIES, INC

CRD#: 120242New York, NY 10001

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