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CJ

Chitrank Jain

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CRD#: 6537920
CJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chitrank Jain was a registered financial professional .

Chitrank is a previously registered financial professional and started their career in finance in 2015. Chitrank had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 2, 2024 - October 7, 2024

AVENDUS CAPITAL, INC.

BD
CRD#: 150160
NEW YORK, NY
Past

December 11, 2015 - September 11, 2020

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

BD
CRD#: 164319
MUMBAI,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/16/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AC
AVENDUS CAPITAL, INC.
AVENDUS CAPITAL, INC.

CRD#: 150160 / SEC#: , 8-68226

California
Registered Investment Advisory firm - SEC (6/1/2025 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/19/2025 Terminated)
New York
Registered Investment Advisory firm - SEC (10/2/2012 Approved)
Texas
Registered Investment Advisory firm - SEC (5/2/2025 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
445 Park Avenue 19th Floor 19th Floor, New York, NY 10022
Mailing Address
445 Park Avenue 19th Floor, New York, NY 10022
Phone number
(646) 707-0789
Established
Delaware since 12/21/2007
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
5

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
1997 REDDY FAMILY TRUSTSHAREHOLDER
CHADHA, JASWINDER SINGHSHAREHOLDER6668336
DUGGAL, ANURADHASHAREHOLDER6668334
GKP REDDI GST TRUSTSHAREHOLDER
AVENDUS CAPITAL PRIVATE LTD.OWNER
BEATON, DANIEL STEWARTFINOP/CFO4240769
REDDI, ASHWINI PTRUSTEE, GKP REDDI GST TRUST6675629
REDDI, SASHI PTRUSTEE, GKP REDDI GST TRUST6675626
REDDY, GEEREDDYTRUSTEE, 1997 READDY FAMILY TRUST6675639
REDDY, NEERAJATRUSTEE, 1997 READDY FAMILY TRUST6678900
SHIVAM, PUNEETPRINCIPAL5663247
THORNTON, STEVEN LEEEXECUTIVE REPRESENTATIVE, CCO, AMLCO AND FINOP/PFO4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVENDUS CAPITAL, INC.

CRD#: 150160

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