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Justin Gaudino

Justin Gaudino

ARBORSTONE FINANCIAL
ANDOVER, MA 01810
Some features on this profile are disabled
CRD#: 6537589
Justin Gaudino

Professional summary

Justin Gaudino, CFP®, CIMA®, CPWA®, who also goes by Justin Robert Gaudino, Justin Gaudino, is a registered financial advisor currently at ARBORSTONE FINANCIAL, LLC located in Andover, Massachusetts.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Justin has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Justin Robert Gaudino | Justin Gaudino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Gaudino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

CIMA®

Certified Investment Management Analyst

CPWA®

Certified Private Wealth Advisor

Experience

Current

January 6, 2026 - Present

ARBORSTONE FINANCIAL, LLC

Office #1: 10 New England Business Center Drive Suite 109, Andover, MA 01810
RIA
CRD#: 338225
ANDOVER, MA
Past

March 12, 2024 - January 12, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ANDOVER, MA
Past

February 13, 2024 - January 12, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
ANDOVER, MA
Past

January 4, 2021 - February 9, 2024

MAYFLOWER ADVISORS

RIA
CRD#: 307857
BOSTON, MA
Past

October 16, 2020 - February 9, 2024

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
BOSTON, MA
Past

February 10, 2020 - October 23, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
BOSTON, MA
Past

February 10, 2020 - October 23, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
BOSTON, MA
Past

November 17, 2015 - February 4, 2020

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA
Past

October 2, 2015 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
ANDOVER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/6/2026)
IAR
Texas
(1/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/23/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2015
General Securities Representative Examination

Current Firm

AF
ARBORSTONE FINANCIAL, LLC
ARBORSTONE FINANCIAL, LLC

CRD#: 338225 / SEC#: 801-134355

RIA
Registered Investment Advisory firm - (1/6/2026 120-Day Approval)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 New England Business Center Drive Suite 109, Andover, MA 01810
Mailing Address
Phone number
(979) 269-6344
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARBORSTONE FINANCIAL, LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/6/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARBORSTONE FINANCIAL, LLC

CRD#: 338225Andover, MA 01810

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