Jian Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jian Zhang, CFA, who also goes by Frank Zhang, was a registered financial professional .
Jian is a previously registered financial professional and started their career in finance in 2015. Jian had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - December 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
July 12, 2016 - December 21, 2017
SCOTTRADE, INC.
August 24, 2015 - April 28, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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