Bogdan Niciu

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS

Creve Coeur, MO 63141

Some features on this profile are disabled

CRD#: 6536389

Professional summary

Bogdan Niciu is a registered financial advisor currently at 4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC located in Creve Coeur, Missouri.

Bogdan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Bogdan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bogdan Niciu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2016 - Present

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC

Office #1: 677 Craig Road Suite 211, Creve Coeur, MO 63141

RIA

CRD#: 150201

Creve Coeur, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/25/2016)

IAR

Texas
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2016

Uniform Investment Adviser Law Examination

Current Firm

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC | FUNDAMENTAL FINANCIAL ADVISORS | 4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC.

CRD#: 150201 / SEC#:

Missouri

Registered Investment Advisory firm - (4/21/2009 Approved)

Texas

Registered Investment Advisory firm - (6/3/2024 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

677 Craig Road Suite 211, Creve Coeur, MO 63141

Mailing Address

Phone number

(314) 626-0677

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 85,987,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bogdan Niciu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bogdan Niciu's CRS (Customer Relationship Summary).

Certified licenses

Experience

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2016

Current Firm

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC

TRUST BUT VERIFY

Similar Advisors