Tony T. Chan

CROSSROADS PLANNING

Orange, CA 92868

Some features on this profile are disabled

CRD#: 6536170

Professional summary

Tony Tinka Chan, CFP®, who also goes by Tony T. Chan, is a registered financial advisor currently at CROSSROADS PLANNING located in Orange, California.

Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tony has worked at 1 firm .

Biography

Tony T. Chan, CFP®, EA graduating from the California State University of Fullerton with a Bachelor's Degree in Finance and minoring in Military Science.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Retirement Planning

Do you have an area of expertise or specialization?

AUM

Cash Flow/Budgets/Credit Issue...

Entrepreneurs

Fixed Fee (Subscription, Retai...

Generation X

Hourly

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Tony T. Chan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Tinka Chan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 23, 2018 - Present

CROSSROADS PLANNING

Office #1: 765 The City Dr. S, Suite 390, Orange, CA 92868

RIA

CRD#: 277127

Orange, CA

Past

September 3, 2015 - December 31, 2017

CROSSROADS PLANNING

RIA

CRD#: 277127

ANAHEIM, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2018)

IAR

Texas
(2/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CROSSROADS PLANNING

CROSSROADS PLANNING | CROSSROADS PLANNING, LLC

CRD#: 277127 / SEC#:

California

Registered Investment Advisory firm - (1/23/2018 Approved)

Texas

Registered Investment Advisory firm - (1/28/2022 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

765 The City Dr. S, Suite 390, Orange, CA 92868

Mailing Address

Phone number

(714) 890-0808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 50,726,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tony T. Chan

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Tinka Chan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSROADS PLANNING

CROSSROADS PLANNING

State Registrations and Notice Filings

Exams

Current Firm

CROSSROADS PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSSROADS PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors