Eric H. Hazen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric H Hazen, who also goes by Eric Hazen, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2015. Eric had worked at 2 firms and has passed the Series 66, Series 79, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2023 - May 9, 2025
CUSHMAN & WAKEFIELD SECURITIES, INC.
January 31, 2018 - June 29, 2023
CUSHMAN & WAKEFIELD SECURITIES, INC.
September 29, 2015 - June 3, 2016
MSI FINANCIAL SERVICES, INC.
August 13, 2015 - June 3, 2016
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSHMAN & WAKEFIELD SECURITIES, INC.
CRD#: 123717 / SEC#: , 8-65606
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUSHMAN & WAKEFIELD, INC. | SHAREHOLDER | |
| WENK, DAVID HOWARD | PRESIDENT/CEO/CCO/FINOP/CFO | 2161339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
