William S. Bower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Scott Bower was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2015. William had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - February 11, 2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC
October 19, 2015 - March 30, 2017
AXIOM CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASCENDANT ALTERNATIVE STRATEGIES, LLC
CRD#: 283881 / SEC#: , 8-69769
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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