MD
Michael V. Demski
FLAHARTY ASSET MANAGEMENT
CLEARWATER, FL 33759
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CRD#: 6535223
MD
Professional summary
Michael Vincent Demski, CFA is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida and LPL FINANCIAL LLC located in Clearwater, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/03/2021 - Flaharty Asset Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/21/2021. 2) 8/24/2021 - Flaharty Asset Management DBA AWA Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/23/2021 - 200 Hours Per Month/6 Hours During Securities Trading. 3) 8/25/2021 - Flaharty Asset Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 4/12/2021 - I provide investment advisory services through Flaharty Asset Management, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vincent Demski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 20, 2021 - Present
FLAHARTY ASSET MANAGEMENT, LLC
Office #1: 311 Park Place Blvd. Suite 150, Clearwater, FL 33759RIA
CRD#: 168495
CLEARWATER, FL
Current
August 12, 2021 - Present
LPL FINANCIAL LLC
Office #1: 311 Park Place Blvd, Ste 150, Clearwater, FL 33759RIA
BD
CRD#: 6413
CLEARWATER, FL
Past
November 5, 2015 - April 1, 2021
RIVER STREET ADVISORS, LLC
RIA
CRD#: 153537
AURORA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495 / SEC#: 801-78437
RIA
Registered Investment Advisory firm - (8/27/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/12/2021)
IAR
Florida(8/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495 / SEC#: 801-78437
RIA
Registered Investment Advisory firm - (8/27/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
311 Park Place Blvd. Suite 150, Clearwater, FL 33759
Mailing Address
Phone number
(727) 252-1050
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,121 |
| AUM (Assets Under Management) | $ 809,577,048 |
Red Flags
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Company Information
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495Clearwater, FL 33759TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
