DP
Donald A. Powell
1834 INVESTMENT ADVISORS CO.
Joliet, IL 60435
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CRD#: 6535135
DP
Professional summary
Donald Alan Powell is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Joliet, Illinois.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Donald has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Don is a dual employee of Old National Bank and 1834 Investment Advisors Co. Both firms are subsidiaries of Old National Bancorp. Don works as a Portfolio Manager for both firms.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Alan Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2023 - Present
1834 INVESTMENT ADVISORS CO.
Office #1: 2801 W Jefferson St, Joliet, IL 60435RIA
CRD#: 105435
Joliet, IL
Past
November 4, 2015 - March 30, 2017
PARASOL INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 156074
JOLIET, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/17/2023)
Exams
Current Firm
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
511 N Broadway Suite 801, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 615-1012
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 1,034,664,175 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2024 | ||
| 01/11/2024 |
Red Flags
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