Abraham A. Aviles
STRATEGIC ADVISERS LLC | Investment Solutions Representative III
MIAMI, FL
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CRD#: 6534685
Professional summary
Abraham A. Aviles, who also goes by Abraham A Aviles, Abraham Anthony Aviles, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Miami, Florida and FIDELITY BROKERAGE SERVICES LLC located in Coral Gables, Florida.
Abraham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Abraham has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I collaborate with my clients and their families to bring a unique perspective in helping you understand your financial goals. We will work together to bring all the pieces together and help bring clarity to what matters most to you. By understanding your goals and building strong relationships, we will work towards cultivating an ongoing strategy focused on improving your financial wellness.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Abraham A Aviles | Abraham Anthony Aviles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Abraham A. Aviles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
DePaul University
Bachelor of Science (BS) - Finance
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134-4522RIA
CRD#: 104555
MIAMI, FL
Current
May 20, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134BD
CRD#: 7784
Coral Gables, FL
Past
July 23, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
February 8, 2021 - February 17, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
OAK BROOK, IL
Past
February 8, 2021 - February 17, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OAK BROOK, IL
Past
January 28, 2021 - February 17, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
OAK BROOK, IL
Past
April 17, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Chicago, IL
Past
April 17, 2018 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
CHICAGO, IL
Past
April 17, 2018 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
CHICAGO, IL
Past
January 12, 2016 - November 14, 2017
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SCHAUMBURG, IL
Past
November 30, 2015 - November 14, 2017
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2025)
RR
California(6/8/2021)
RR
Colorado(3/22/2024)
RR
Florida(6/8/2021)
IAR
Florida(3/31/2025)
RR
Georgia(6/8/2021)
RR
Illinois(6/15/2021)
RR
Maryland(7/10/2025)
RR
Massachusetts(8/13/2025)
RR
Michigan(6/9/2021)
RR
Missouri(5/24/2024)
RR
Nebraska(5/24/2024)
RR
New Jersey(6/8/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/8/2021)
RR
North Carolina(6/8/2021)
RR
Pennsylvania(6/8/2021)
RR
Puerto Rico(6/8/2021)
RR
South Carolina(6/22/2021)
RR
South Dakota(7/7/2021)
RR
Tennessee(6/9/2021)
RR
Texas(3/4/2024)
IAR
Texas(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment Solutions Representative IIICRD#: 104555Miami, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
