Tanner G. Mathis

MDRN CAPITAL

Anna, TX

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CRD#: 6534625

Professional summary

Tanner Garrett Mathis, who also goes by Tanner G Mathis, Tanner G. Mathis, is a registered financial advisor currently at MDRN CAPITAL located in Anna, Texas.

Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tanner has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tanner G Mathis | Tanner G. Mathis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Beard Key; Not investment-related; Anna, TX 75409; Sale of all-natural beard care products; Co-Owner; 0% of time during the month. 2) Licensed insurance agent; investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Garrett Mathis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

MDRN CAPITAL

RIA

CRD#: 250

GERMANTOWN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MDRN CAPITAL

MDRN CAPITAL | MDRN CAPITAL, LLC

CRD#: 325950 / SEC#: 801-130784

RIA

Registered Investment Advisory firm - (7/29/2024 Approved)

Florida

Registered Investment Advisory firm - (8/21/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

Maryland

Registered Investment Advisory firm - (8/26/2024 Terminated)

Michigan

Registered Investment Advisory firm - (8/30/2024 Terminated)

Missouri

Registered Investment Advisory firm - (8/21/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/22/2024 Terminated)

Ohio

Registered Investment Advisory firm - (8/21/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/21/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/21/2024 Terminated)

Utah

Registered Investment Advisory firm - (8/21/2024 Terminated)

Virginia

Registered Investment Advisory firm - (8/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2015

General Securities Representative Examination

Current Firm

MDRN CAPITAL

MDRN CAPITAL | MDRN CAPITAL, LLC

CRD#: 325950 / SEC#: 801-130784

RIA

Registered Investment Advisory firm - (7/29/2024 Approved)

Florida

Registered Investment Advisory firm - (8/21/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

Maryland

Registered Investment Advisory firm - (8/26/2024 Terminated)

Michigan

Registered Investment Advisory firm - (8/30/2024 Terminated)

Missouri

Registered Investment Advisory firm - (8/21/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/22/2024 Terminated)

Ohio

Registered Investment Advisory firm - (8/21/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/21/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/21/2024 Terminated)

Utah

Registered Investment Advisory firm - (8/21/2024 Terminated)

Virginia

Registered Investment Advisory firm - (8/24/2024 Terminated)

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Contact information

Main Address

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401

Mailing Address

Phone number

(410) 533-9966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (3/24/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 160,866,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tanner G. Mathis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Garrett Mathis's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

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J.P. MORGAN SECURITIES LLC

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MDRN CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2015

Current Firm

MDRN CAPITAL

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MDRN CAPITAL

TRUST BUT VERIFY

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