Byron L. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron Lewis Smith, who also goes by Bryon Smith, Byron Lewis Smith, Byron Smith, Byron L Smith, was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 2015. Byron had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2024 - June 30, 2025
MENALTO ADVISORS, LLC
April 16, 2021 - August 22, 2023
MORGAN STANLEY & CO. LLC
November 15, 2017 - March 10, 2021
WELLS FARGO SECURITIES, LLC
September 1, 2015 - March 15, 2017
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MENALTO ADVISORS, LLC
CRD#: 284583 / SEC#: , 8-69806
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
