Thomas Glenn Stricker
ChFC®Professional Summary
Thomas Glenn Stricker, ChFC® is a registered financial advisor currently at MARIPAU WEALTH MANAGEMENT LLC located in Fort Wayne, Indiana. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ABRAHAMSEN FINANCIAL GROUP | WALLON WEALTH MANAGEMENT | TRUE CLASSIC WEALTH | STEINHANDLER WEALTH ADVISORS | RUTKOWSKI FINANCIAL | REVISE WEALTH MANAGEMENT | RCS WEALTH MANAGEMENT | PARCO WEALTH MANAGEMENT | OLIVER WEALTH MANAGEMENT | MYERS CAPITAL ADVISORS | MELTON & COMPANY | MARIPAU WEALTH MANAGEMENT LLC | LIBERTY ADVISORY GROUP | JIM SLOAN & ASSOCIATES | HORAK LEGACY GROUP | DREAM BUILDERS FINANCIAL SERVICES | CONVERGENCE WEALTH PARTNERS | COLLIER FINANCIAL | APEX WEALTH
Contact Information
Main Address
4509 Maplecrest Road, Fort Wayne, IN 46835Phone Number
(260) 493-3930# of Employees
24SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,092AUM (Assets Under Management)
$363,768,300Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABRAHAMSEN FINANCIAL GROUP | WALLON WEALTH MANAGEMENT | TRUE CLASSIC WEALTH | STEINHANDLER WEALTH ADVISORS | RUTKOWSKI FINANCIAL | REVISE WEALTH MANAGEMENT | RCS WEALTH MANAGEMENT | PARCO WEALTH MANAGEMENT | OLIVER WEALTH MANAGEMENT | MYERS CAPITAL ADVISORS | MELTON & COMPANY | MARIPAU WEALTH MANAGEMENT LLC | LIBERTY ADVISORY GROUP | JIM SLOAN & ASSOCIATES | HORAK LEGACY GROUP | DREAM BUILDERS FINANCIAL SERVICES | CONVERGENCE WEALTH PARTNERS | COLLIER FINANCIAL | APEX WEALTH
State Registrations and Notice Filings
(4/29/2021)
(4/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Glenn Stricker's CRS (Customer Relationship Summary).
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