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Garrett Bradley Green

CRD# 6533880·Registered 2020 - 2021
Previously Registered: Being a previously registered professional could mean that Garrett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Garrett Bradley Green, who also goes by Garrett Green, was a registered financial advisor. Garrett was a previously registered financial professional and started their career in finance 2020 - 2021. Garrett had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Garrett Green

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Richland, WA
March 3, 2021 - October 27, 2021
CONOVER SECURITIES CORPORATION·CRD# 17129
RIA
Richland, WA
January 25, 2021 - June 16, 2021
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
September 23, 2020 - October 27, 2021

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Current Firm

CC
CONOVER CAPITAL MANAGEMENT

CONOVER CAPITAL MANAGEMENT | CONOVER CAPITAL MANAGEMENT, LLC

CRD#: 118393 / SEC#: 801-103469

Contact Information

Main Address

155 108th Ave Ne Suite 850, Bellevue, WA 98004

Mailing Address

Po Box 90007, Bellevue, WA 98009

Phone Number

(425) 897-7100

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

334

AUM (Assets Under Management)

$242,108,286

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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