Ian R. Moreau

DIMENSIONAL FUND ADVISORS LP

AUSTIN, TX 78746

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CRD#: 6533773

Professional summary

Ian Rinaldi Moreau, who also goes by Ian R Moreau, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ian has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Aliases

Ian R Moreau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVOCARE, NOT INVESTMETN RELATED,2201 SUMMIT AVE DALLAS TX, SUPPLEMENT INDUSTRY, 0 HOURS PER WEEK, NO DUTIES ITS FOR PERSONNEL USE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Rinaldi Moreau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2026 - Present

DIMENSIONAL FUND ADVISORS LP

Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746

RIA

CRD#: 106482

AUSTIN, TX

Current

September 15, 2026 - Present

DFA SECURITIES LLC

Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746

CRD#: 10292

AUSTIN, TX

Past

November 8, 2018 - September 8, 2026

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

Austin, TX

Past

January 30, 2018 - November 8, 2018

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

Tempe, AZ

Past

August 26, 2015 - September 8, 2026

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

Tempe, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/15/2026)

Alaska
(9/15/2026)

Arizona
(9/15/2026)

Arkansas
(9/15/2026)

California
(9/15/2026)

Colorado
(9/15/2026)

Connecticut
(9/15/2026)

Delaware
(9/15/2026)

District of Columbia
(9/15/2026)

Florida
(9/15/2026)

Georgia
(9/15/2026)

Idaho
(9/15/2026)

Illinois
(9/15/2026)

Indiana
(9/15/2026)

Iowa
(9/15/2026)

Kansas
(9/15/2026)

Kentucky
(9/15/2026)

Louisiana
(9/15/2026)

Maine
(9/15/2026)

Maryland
(9/15/2026)

Massachusetts
(9/15/2026)

Michigan
(9/15/2026)

Minnesota
(9/15/2026)

Mississippi
(9/15/2026)

Missouri
(9/15/2026)

Montana
(9/15/2026)

Nebraska
(9/15/2026)

Nevada
(9/15/2026)

New Hampshire
(9/15/2026)

New Jersey
(9/15/2026)

New Mexico
(9/15/2026)

New York
(9/15/2026)

North Carolina
(9/15/2026)

North Dakota
(9/15/2026)

Ohio
(9/15/2026)

Oklahoma
(9/15/2026)

Oregon
(9/15/2026)

Pennsylvania
(9/15/2026)

Rhode Island
(9/15/2026)

South Carolina
(9/15/2026)

South Dakota
(9/15/2026)

Texas
(9/15/2026)

IAR

Texas
(9/15/2026)

Utah
(9/15/2026)

Vermont
(9/15/2026)

Virginia
(9/15/2026)

Washington
(9/15/2026)

West Virginia
(9/15/2026)

Wisconsin
(9/15/2026)

Wyoming
(9/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 1/29/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 5/30/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/26/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 5/24/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

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Contact information

Main Address

6300 Bee Cave Road Building One, Austin, TX 78746

Mailing Address

Phone number

(512) 306-7400

Established

Firm type

Fiscal year end

# of Employees

1,168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIMENSIONAL FUND ADVISORS LP FORM ADV PART 2A - ANNUAL AMENDMENT DATED MARCH 24, 2026 (3/24/2026)

Regulatory assets under management

Total Number of Accounts	2,319
AUM (Assets Under Management)	$ 1,020,359,585,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian R. Moreau

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Rinaldi Moreau's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFA SECURITIES LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Primary Firm SEC Registration

DIMENSIONAL FUND ADVISORS LP

State Registrations and Notice Filings

Exams

Series 66

Passed: 1/29/2018

Series 63

Passed: 5/30/2015

SIE

Passed: 10/1/2018

Series 7

Passed: 8/26/2015

Series 24

Passed: 5/24/2017

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIMENSIONAL FUND ADVISORS LP

TRUST BUT VERIFY

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