John S. Chu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Shih-yao Chu was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2015. John had worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2020 - March 16, 2023
VELOCITY CAPITAL, LLC
September 23, 2015 - January 28, 2020
SUMMIT SECURITIES GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 12/15/2021
Securities Trader ExamCurrent Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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