ME
Michael T. Engler
HORNOR, TOWNSEND & KENT
Allentown, PA 18104
Some features on this profile are disabled
CRD#: 6533566
ME
Professional summary
Michael Timothy Engler JR., who also goes by Michael T. Engler Jr., Michael Timothy Engler Jr, Michael Timothy Engler, Michael Engler Jr, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Allentown, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael T. Engler Jr. | Michael Timothy Engler Jr | Michael Timothy Engler | Michael Engler Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 1550 POND RD, STE 140, ALLENTOWN, PA 18104 | START DATE: 2/1/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: WEALTH SCOPE FINANCIAL | POSITION HELD: OTHER - 34% GENERAL PARTNER | ADDRESS: 5000 WEST TILGHMAN STREET, ALLENTOWN, PA 18104 | START DATE: 1/1/2021 |NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 3) LEHIGH VALLEY BUSINESS GROUP | INVESTMENT RELATED: NO | DBA NAME: LEHIGH VALLEY BUSINESS GROUP | POSITION HELD: BOARD MEMBER | ADDRESS: NONE | START DATE: 3/26/2019 | NATURE OF ACTIVITY: OTHER - | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CO-CHAIRMAN OF GROUP TO HELP FACILITATE AWARENESS WITH THE LEHIGH COMMUNITY FOR RESOURCES TO HELP FAMILIES. 4) INSURANCE BROKERAGE | DBA: 1847 WEALTH ADVOCATE | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 15 | SECURITIES TRADING HOURS: 15 | START DATE: 04/26/2024 | ADDRESS: 161 WASHINGTON ST., SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: AGENT. 5) SEMINAR SELLING |DBA: COMPLETE FINANCIAL DESIGN | POSITION: PARTNER | NATURE: FINANCIAL PLANNING | INVESTMENT RELATED: YES | NUMBER OF HOURS: 120 | SECURITIES TRADING HOURS: 120 | START DATE: 02/24/2025 | ADDRESS: 161 WASHINGTON ST., SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: GIVE SEMINAR SPEECHES, MEET WITH PROSPECTIVE CLIENTS ABOUT THEIR FINANCIAL GOALS AND NEEDS. DESIGN AND IMPLEMENT FINANCIAL PLANS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Timothy Engler JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Timothy Engler JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104RIA
BD
CRD#: 4031
Allentown, PA
Current
February 1, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104RIA
BD
CRD#: 4031
Allentown, PA
Past
June 19, 2018 - February 7, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
ALLENTOWN, PA
Past
June 13, 2018 - February 7, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
ALLENTOWN, PA
Past
January 17, 2018 - May 25, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BETHLEHEM, PA
Past
June 19, 2017 - May 25, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/1/2022)
RR
Delaware(1/30/2023)
RR
Florida(2/1/2022)
RR
Indiana(1/9/2024)
RR
Maryland(3/18/2022)
RR
Massachusetts(5/10/2022)
RR
New Jersey(2/1/2022)
RR
New York(2/1/2022)
RR
Ohio(3/16/2022)
RR
Pennsylvania(2/1/2022)
IAR
Pennsylvania(2/9/2022)
RR
South Carolina(2/15/2022)
IAR
Texas(7/28/2022)
RR
Texas(7/29/2022)
RR
Virginia(1/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Allentown, PA 18104TRUST BUT VERIFY
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