Brandon A. Trank

TRADEWINDS WEALTH MANAGEMENT

Portland, OR 97239

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CRD#: 6533321

Professional summary

Brandon Alexander Trank, who also goes by Brandon Trank, is a registered financial advisor currently at TRADEWINDS WEALTH MANAGEMENT located in Portland, Oregon.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brandon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Trank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 4/12/2021 - Mensor Family Limited Partnership - Investment Related - PO Box 1990, Cupertino, CA 95015 ; 1230 Pedro St San Jose, CA 95126; and 824 Deland Ave San Jose, CA 95128 - Real Estate Rental - Limited Partner - Started 8/1992 - 0 Hours Per Month - Time Spent 0% - Family owned-business that holds properties. 2. 4/12/2021 - Northwest Elite FC - Not Investment Related - 515 NW Saltzman Rd 821, Portland OR 97229 - Other-Coaching - Assistant Coach - Started 08/17/2020 - 0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Alexander Trank's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2023 - Present

TRADEWINDS WEALTH MANAGEMENT

Office #1: 5550 S Macadam Ave Ste 110, Portland, OR 97239

RIA

CRD#: 323879

Portland, OR

Past

April 16, 2021 - March 9, 2023

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Portland, OR

Past

April 12, 2021 - March 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

November 14, 2019 - April 23, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Lake Oswego, OR

Past

May 30, 2018 - April 23, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

Lake Oswego, OR

Past

January 25, 2016 - June 4, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LAKE OSWEGO, OR

Past

November 5, 2015 - June 4, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS WEALTH MANAGEMENT

TRADEWINDS ASSET MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT

CRD#: 323879 / SEC#: 801-127142

RIA

Registered Investment Advisory firm - (1/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/23/2023)

IAR

Texas
(6/29/2023)

IAR

Washington
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2015

General Securities Representative Examination

Current Firm

TRADEWINDS WEALTH MANAGEMENT

TRADEWINDS ASSET MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT

CRD#: 323879 / SEC#: 801-127142

RIA

Registered Investment Advisory firm - (1/6/2023 Approved)

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Contact information

Main Address

5550 S Macadam Ave Ste 110, Portland, OR 97239

Mailing Address

Phone number

(503) 673-2828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 137,267,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon A. Trank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Alexander Trank's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

TRADEWINDS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2015

Current Firm

TRADEWINDS WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS WEALTH MANAGEMENT

TRUST BUT VERIFY

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