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CD

Conor Donohue

NORTH CAPITAL PRIVATE SECURITIES
Salt Lake City, UT 84047
Some features on this profile are disabled
CRD#: 6532709
CD

Professional summary

Conor Donohue, who also goes by Conor J Donohue, Conor Joseph Donohue, is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah.

Conor is registered as a RR (Registered Representative) and started their career in finance in 2015. Conor has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Conor J Donohue | Conor Joseph Donohue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Conor Donohue's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2025 - Present

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
BD
CRD#: 154559
Salt Lake City, UT
Past

January 4, 2021 - April 9, 2025

TOBIN & COMPANY SECURITIES LLC

BD
CRD#: 137918
CHARLOTTE, NC
Past

February 25, 2020 - December 31, 2020

SAXONY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 122692
Scottsdale, AZ
Past

February 11, 2020 - December 31, 2020

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Scottsdale, AZ
Past

June 14, 2019 - July 19, 2019

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

September 18, 2015 - September 25, 2018

THE MATHER GROUP, LLC

RIA
CRD#: 156005
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/12/2025)
RR
Alaska
(5/6/2025)
RR
Arizona
(5/6/2025)
RR
Arkansas
(5/6/2025)
RR
California
(5/6/2025)
RR
Colorado
(5/6/2025)
RR
Connecticut
(5/6/2025)
RR
Delaware
(5/6/2025)
RR
District of Columbia
(5/6/2025)
RR
Florida
(5/6/2025)
RR
Georgia
(5/6/2025)
RR
Hawaii
(5/6/2025)
RR
Idaho
(5/6/2025)
RR
Illinois
(5/6/2025)
RR
Indiana
(5/6/2025)
RR
Iowa
(5/6/2025)
RR
Kansas
(5/6/2025)
RR
Kentucky
(5/6/2025)
RR
Louisiana
(5/6/2025)
RR
Maine
(5/6/2025)
RR
Maryland
(5/6/2025)
RR
Massachusetts
(5/6/2025)
RR
Michigan
(5/6/2025)
RR
Minnesota
(5/6/2025)
RR
Mississippi
(5/6/2025)
RR
Missouri
(5/6/2025)
RR
Montana
(5/6/2025)
RR
Nebraska
(5/6/2025)
RR
Nevada
(5/6/2025)
RR
New Hampshire
(5/6/2025)
RR
New Jersey
(5/6/2025)
RR
New Mexico
(5/6/2025)
RR
New York
(5/6/2025)
RR
North Carolina
(5/6/2025)
RR
North Dakota
(5/6/2025)
RR
Ohio
(5/6/2025)
RR
Oklahoma
(5/6/2025)
RR
Oregon
(5/6/2025)
RR
Pennsylvania
(5/6/2025)
RR
Rhode Island
(5/6/2025)
RR
South Carolina
(5/6/2025)
RR
South Dakota
(5/6/2025)
RR
Tennessee
(5/6/2025)
RR
Texas
(5/6/2025)
RR
Utah
(5/6/2025)
RR
Vermont
(5/6/2025)
RR
Virginia
(5/6/2025)
RR
Washington
(5/6/2025)
RR
West Virginia
(5/6/2025)
RR
Wisconsin
(5/6/2025)
RR
Wyoming
(5/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/10/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/18/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/29/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559 / SEC#: , 8-68648

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
Mailing Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
Phone number
(415) 315-9916
Established
Delaware since 05/20/2010
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NORTH CAPITAL INVESTMENT TECHNOLOGY, INC.OWNER
ANDERSON, JOSEPH CARLCHIEF COMPLIANCE OFFICER, CHIEF AML COMPLIANCE OFFICER4644204
BEATON, DANIEL STEWARTFINOP/CFO4240769
DOWD, JAMES PATRICKPRESIDENT, EXECUTIVE REP., H.O. SUPER2109413

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559Salt Lake City, UT 84047

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