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GP

Gabrielle D. Phenix

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CRD#: 6532623
GP
Gabrielle Dilese Phenix

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gabrielle Dilese Phenix, who also goes by Gabby Phenix, Gabrielle Dilese Phenix, Gabrielle Phenix, was a registered financial professional .

Gabrielle is a previously registered financial professional and started their career in finance in 2015. Gabrielle had worked at 10 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 24, Series 9 and Series 10 exams.

Aliases

Gabby Phenix | Gabrielle Dilese Phenix | Gabrielle Phenix

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Harmland Visions LLC Whether the business is investment-related: No Address of the other business: 2422 Arbuckle Court, Dallas TX 75229 Nature of the other business: Employment Your position, title, or relationship with the other business: Flame Effects Operator The start date of your relationship: Sep 01, 2022 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Licensed pyrotechnics operator. I supervise usage of pyrotechnics at weddings and other events.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 27, 2026 - August 17, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
DALLAS, TX
Past

July 27, 2026 - August 17, 2026

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
DALLAS, TX
Past

September 12, 2024 - July 28, 2026

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
FORT WORTH, TX
Past

September 12, 2024 - July 28, 2026

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
FORT WORTH, TX
Past

March 19, 2020 - September 10, 2024

EDWARD JONES

RIA
CRD#: 250
PRINCETON, TX
Past

March 19, 2020 - September 10, 2024

EDWARD JONES

BD
CRD#: 250
ST LOUIS, MO
Past

May 4, 2018 - March 11, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DALLAS, TX
Past

May 4, 2018 - March 11, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DALLAS, TX
Past

January 8, 2018 - March 29, 2018

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

September 15, 2017 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
SAN ANTONIO, TX
Past

September 15, 2017 - March 29, 2018

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

August 8, 2016 - August 23, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN ANTONIO, TX
Past

August 8, 2016 - August 23, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN ANTONIO, TX
Past

November 13, 2015 - May 18, 2016

EDWARD JONES

RIA
CRD#: 250
WEST MONROE, LA
Past

August 31, 2015 - May 18, 2016

EDWARD JONES

BD
CRD#: 250
WEST MONROE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/18/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 3/14/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/9/2025
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/2/2019
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/26/2019
General Securities Sales Supervisor - General Module Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644

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