Hazem Algendi

CEROS FINANCIAL SERVICES

Brooklyn, NY

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CRD#: 6532152

Professional summary

Hazem Algendi, who also goes by Haz Algendi, Hazem Mohammed Algendi, George Gendi, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Brooklyn, New York.

Hazem is registered as a RR (Registered Representative) and started their career in finance in 2015. Hazem has worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Haz Algendi | Hazem Mohammed Algendi | George Gendi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Highline Residential, non-investment, New York, Real estate, Rental Agent, Feb 2024, 10 hrs/week, 0 during trading An Uncommon Breed LLC, non-investment, Brooklyn, NY, owner, 2/2024, 5 hrs/mo, 0 during business, personal LLC to manage real estate income

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hazem Algendi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2025 - Present

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

Brooklyn, NY

Past

November 5, 2020 - December 31, 2024

PAULSON INVESTMENT ADVISORS, LLC

RIA

CRD#: 304328

PORTLAND, OR

Past

February 20, 2019 - July 17, 2025

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

February 9, 2018 - January 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

January 30, 2018 - January 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 27, 2015 - October 16, 2017

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/23/2025)

California
(9/23/2025)

Connecticut
(10/23/2025)

Florida
(9/24/2025)

New York
(10/22/2025)

Texas
(9/24/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/28/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2015

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869 / SEC#: , 8-47955

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1445 Research Boulevard Suite 530, Rockville, MD 20850

Mailing Address

1445 Research Boulevard Suite 530, Rockville, MD 20850

Phone number

(866) 842-3356

Established

Massachusetts since 09/30/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DGB HOLDINGS, LLC	OWNER
AYERS-RIGSBY, MARY CATHERINE	PRESIDENT	830349
GOLDWASSER, MARK HARRY	CEO	1334008
GREENE, JON CHRISTOPHER	ROSFP	3202524
HOLLAND, ANGELA LYNNETTE	CHIEF COMPLIANCE OFFICER	3166586
POWELL, KIM ULMAN	CHIEF FINANCIAL OFFICER	6244231
WILSON, DANIEL	AMLCO	6763074

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hazem Algendi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hazem Algendi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAULSON INVESTMENT ADVISORS, LLC

PAULSON INVESTMENT COMPANY LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PAULSON INVESTMENT COMPANY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2023

Series 79TO

Date: 10/28/2019

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2015

FINRA

Nasdaq Stock Market

Current Firm

CEROS FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CEROS FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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