Dominic M. Carazza
Professional summary
Dominic Michael Carazza, who also goes by Dominic Carazza, is a registered financial professional currently at BERKERY NOYES SECURITIES, LLC located in New York, New York.
Dominic is registered as a RR (Registered Representative) and started their career in finance in 2015. Dominic has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominic Michael Carazza's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2023 - Present
BERKERY NOYES SECURITIES, LLC
Office #1: 250 Park Avenue 14th Floor, New York, NY, 10177January 21, 2022 - September 20, 2023
BERENSON & COMPANY, LLC
March 19, 2018 - January 3, 2022
BERKERY NOYES SECURITIES, LLC
August 18, 2015 - January 4, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
BERKERY NOYES SECURITIES, LLC
CRD#: 155918 / SEC#: , 8-68750
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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