Matthew B. Kogan
Professional summary
Matthew Benjamin Kogan, who also goes by Matthew Kogan, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Benjamin Kogan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 24, 2022 - February 24, 2023
ARLINGTON CAPITAL SERVICES, LLC
April 13, 2021 - April 14, 2022
WILLIAM BLAIR
August 8, 2016 - March 25, 2021
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2023)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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