Eric R. Niederhauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Russell Niederhauser, who also goes by Eric Niederhauser, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2015. Eric had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - April 14, 2021
OVERRIDGE WEALTH ADVISORS
June 3, 2019 - April 15, 2021
TRIAD ADVISORS LLC
October 8, 2015 - May 16, 2019
GUIDESTONE FINANCIAL SERVICES
Primary Firm SEC Registration
OVERRIDGE WEALTH ADVISORS
CRD#: 115009 / SEC#: 801-62355
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OVERRIDGE WEALTH ADVISORS
CRD#: 115009 / SEC#: 801-62355
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 396 |
| AUM (Assets Under Management) | $ 238,178,154 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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