JM
James M. Mcconaghy
EAGLEBROOK ADVISORS
San Luis Obispo, CA 93401
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CRD#: 6531383
JM
Professional summary
James Matthew Mcconaghy is a registered financial advisor currently at EAGLEBROOK ADVISORS located in San Luis Obispo, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Sound Income Strategies LLC - Head of Distribution. Investment related. 11/2023 - Present. 1105 Chapala Street Suite 2 Santa Barbara, CA 93101. Marketing ETF and SMA stategies to Financial Advisors and Financial Institutions. This encompasses 100% of business hours. 2. Rental Property - Rental Income. Non- Investment related. 9 Oyster Wharf 18 Lombard Road London, United Kingdom SW113RJ. 6/2016 - Present. This does not encompass any business hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Matthew Mcconaghy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2025 - Present
EAGLEBROOK ADVISORS
Office #1: 1150 Laurel Lane Ste 180, San Luis Obispo, CA 93401RIA
CRD#: 304438
San Luis Obispo, CA
Past
November 14, 2023 - February 3, 2025
SOUND INCOME STRATEGIES, LLC
RIA
CRD#: 173272
San Luis Obispo, CA
Past
January 16, 2023 - May 8, 2023
TAYLOR FRIGON FAMILY OFFICE, LLC
RIA
CRD#: 323249
Paso Robles, CA
Past
November 14, 2017 - May 8, 2023
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
RIA
CRD#: 142617
Paso Robles, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EAGLEBROOK ADVISORS
EAGLEBROOK ADVISORS | KING CAPITAL PARTNERS | EAGLEBROOK ADVISORS, INC.
CRD#: 304438 / SEC#: 801-122813
RIA
Registered Investment Advisory firm - (12/7/2021 Approved)California
Registered Investment Advisory firm - (1/14/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/16/2021 Terminated)New Jersey
Registered Investment Advisory firm - (12/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/10/2025)
Current Firm
EA
EAGLEBROOK ADVISORS
EAGLEBROOK ADVISORS | KING CAPITAL PARTNERS | EAGLEBROOK ADVISORS, INC.
CRD#: 304438 / SEC#: 801-122813
RIA
Registered Investment Advisory firm - (12/7/2021 Approved)California
Registered Investment Advisory firm - (1/14/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/16/2021 Terminated)New Jersey
Registered Investment Advisory firm - (12/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 Hudson Street 7th Floor, New York, NY 10013
Mailing Address
Phone number
(786) 807-7374
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 991 |
| AUM (Assets Under Management) | $ 350,185,986 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 |
Red Flags
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Company Information
EAGLEBROOK ADVISORS
CRD#: 304438San Luis Obispo, CA 93401TRUST BUT VERIFY
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