Kayla M. Wulfhorst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kayla Marie Wulfhorst was a registered financial professional .
Kayla is a previously registered financial professional and started their career in finance in 2015. Kayla had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2017 - March 8, 2019
SIMPLEX WEALTH MANAGEMENT
February 1, 2017 - March 8, 2019
CONSILIUM WEALTH MANAGEMENT
March 4, 2016 - January 10, 2017
FIDELITY BROKERAGE SERVICES LLC
November 30, 2015 - February 26, 2016
CHARLES SCHWAB & CO., INC.
November 18, 2015 - February 26, 2016
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIMPLEX WEALTH MANAGEMENT
CRD#: 170265 / SEC#: 801-101496
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 769 |
| AUM (Assets Under Management) | $ 258,915,416 |
Red Flags
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