Jordan M. Roberts

SIMPSONVILLE, SC 29681

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CRD#: 6531315

Professional summary

Jordan Marcus Roberts, who also goes by Jordan Roberts, was a registered financial advisor .

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jordan had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Jordan Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Attorney. Not investment related. 9/25/20. Drafting simple estate plans for estates with net worth of $3 million or less.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2026 - Present

Office #1: 312 S Main Street, Simpsonville, SC 29681

SIMPSONVILLE, SC

Past

September 17, 2020 - September 4, 2026

THE FIDUCIARY ALLIANCE

RIA

CRD#: 284924

GREENVILLE, SC

Past

June 28, 2019 - August 7, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

GREENVILLE, SC

Past

June 28, 2019 - August 7, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 3/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 6/28/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 12/28/2018

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan M. Roberts

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE FIDUCIARY ALLIANCE

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/5/2019

Series 7TO

Passed: 6/28/2019

SIE

Passed: 12/28/2018

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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