Kayla A. Begue
Professional summary
Kayla Ann Begue, CFP®, who also goes by Kayla Ann Richardson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Kayla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kayla has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kayla Ann Begue's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E. Lincoln Drive, Phoenix, AZ 85016-1215November 18, 2015 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215November 30, 2015 - December 7, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2016)
(12/10/2015)
(12/7/2016)
(12/6/2016)
(11/30/2015)
(12/6/2016)
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(1/28/2016)
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(1/28/2016)
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(12/6/2016)
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(12/6/2016)
(1/11/2021)
(1/28/2016)
(12/6/2016)
(12/6/2016)
(1/28/2016)
(12/6/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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