Adam R. Augusiak-boro
Professional summary
Adam Richard Augusiak-boro is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2015. Adam has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Richard Augusiak-boro's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003December 2, 2019 - April 14, 2022
EVERCORE GROUP L.L.C.
June 13, 2018 - November 25, 2019
EQUITYZEN SECURITIES LLC
July 27, 2015 - May 29, 2018
MOELIS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2025)
(10/2/2025)
(6/11/2025)
(4/1/2025)
(4/1/2025)
(3/7/2025)
(2/24/2025)
(9/26/2024)
(8/15/2022)
(10/14/2024)
(4/24/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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