Jeffrey M. Leavitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Leavitt Mr, who also goes by Jeffrey Michael Leavitt, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2015. Jeffrey had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2017 - September 18, 2019
SOLTIS INVESTMENT ADVISORS, LLC
August 22, 2015 - December 19, 2016
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
Contact information
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,499 |
| AUM (Assets Under Management) | $ 8,352,553,865 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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