Douglas B. Peterson
Professional summary
Douglas Bradley Peterson, CFP®, who also goes by Doug Peterson, Douglas Peterson, is a registered financial advisor currently at ADAMS WEALTH ADVISORS located in Logan, Utah.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Douglas has worked at 4 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Bradley Peterson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
August 28, 2020 - Present
ADAMS WEALTH ADVISORS
Office #1: 701 S Main Suite #400, Logan, UT 84321April 22, 2019 - January 31, 2020
KOVACK ADVISORS, INC.
September 7, 2018 - January 31, 2020
KOVACK SECURITIES INC.
August 22, 2015 - September 6, 2018
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
ADAMS WEALTH ADVISORS
CRD#: 286087 / SEC#: 801-110862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2020)
(8/28/2020)
Exams
Current Firm
ADAMS WEALTH ADVISORS
CRD#: 286087 / SEC#: 801-110862
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 717 |
| AUM (Assets Under Management) | $ 709,063,569 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADAMS WEALTH ADVISORS
CRD#: 286087Logan, UT 84321TRUST BUT VERIFY
Monitor Douglas Peterson
Get automatic monthly alerts on:
