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MP

Michael Anthony Powers

CRD# 6530560·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Powers was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2016 - 2023. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years registered in the securities industry

Current & Past Employments

Past

CETERA ADVISORS LLCPast·CRD# 10299
RIA
Elkhorn, NE
January 4, 2022 - December 5, 2023
CETERA ADVISORS LLCPast·CRD# 10299
BD
Elkhorn, NE
January 3, 2022 - December 5, 2023
FARMERS FINANCIAL SOLUTIONS, LLCPast·CRD# 103863
BD
Elkhorn, NE
July 13, 2017 - December 31, 2021
FARMERS FINANCIAL SOLUTIONS, LLCPast·CRD# 103863
RIA
Elkhorn, NE
July 19, 2017 - March 2, 2020
ALLSTATE FINANCIAL ADVISORS, LLCPast·CRD# 109524
RIA
Omaha, NE
October 7, 2016 - June 12, 2017
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Omaha, NE
September 29, 2016 - June 12, 2017
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Omaha, NE
May 6, 2016 - September 19, 2016
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Omaha, NE
January 27, 2016 - April 29, 2016

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Current Firm

CA
CETERA ADVISORS LLC

CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES

CRD#: 10299 / SEC#: 801-33020, 8-26892
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111

Mailing Address

400 First Street South Suite 300, Saint Cloud, MN 56301

Phone Number

(800) 929-3485

Established

Delaware since 08/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

1,138

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CETERA ADVISORS LLC ADV 2A AND APPENDIX 1 (3/28/2024)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER—
ARNOLD, SUMMER SELTZERVICE PRESIDENT2954103
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
DEL VALLE, ELISA ANNE-MARIEVICE PRESIDENT4807911
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HALLORAN, THOMAS WILLIAMCHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER1921834
HOLWEGER, KIMBERLEYCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERMANAGER2799860
MCCALLOP, PATRICIA RUTHERFORDBROKER DEALER CHIEF COMPLIANCE OFFICER5059176
MERRILL, GARRETT JAMESVICE PRESIDENT4306692
MITCHELL, CHRISTIAN WINFIELDVICE PRESIDENT6766944
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
MOLNAR, MICHAEL JAMESVICE PRESIDENT4866129
NEARY, JOSEPH DANIELMANAGER AND VICE PRESIDENT2993505
NILAND, ERIK BRADLEYVICE PRESIDENT2796476
PATTERSON, GERALDVICE PRESIDENT4302538
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYVICE PRESIDENT2272183
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846
WENIG, HARLAN DAVIDVICE PRESIDENT4690768

Regulatory Assets Under Management

Total Number of Accounts

81,652

AUM (Assets Under Management)

$21,989,347,265

Disclosures

Regulatory Event

15

Civil Event

1

Arbitration

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES UNDER DBA MICHAEL POWERS AGENCY LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2017, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, PROPERTY & CASUALTY; 2) NAME OF OTHER BUSINESS: POWERHOUSE WEALTH MANAGEMENT, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:12/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: POWER HOUSE EXCLUSIVE REAL ESTATE INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE:10/1985, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFERRAL FEES FOR OWNED PROPERTIES; 4) NAME OF OTHER BUSINESS: DUNDEE EQUITY HOLDINGS II, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2015, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE BUILDING IN MIDTOWN OMAHA; 5) NAME OF OTHER BUSINESS: DUNDEE EQUITY HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 09/2014, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS OWNED OFFICE AND RESIDENTIAL BUILDINGS; 6) NAME OF OTHER BUSINESS: CAPE EQUITY HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2007, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS REAL ESTATE IN MA; 7) NAME OF OTHER BUSINESS: MAIN STREET APARTMENTS LAMONI LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 12/2020, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS APARTMENT BUILDING AND ATTACHED LAUNDROMAT;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2016About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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