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JP

John J. Presberg

METROPOLITAN CAPITAL INVESTMENT BANC
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 6530339
JP

Professional summary

John J. Presberg, who also goes by Jay Presberg, John Presberg, is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Presberg | John Presberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John J. Presberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2015 - Present

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

Office #1: 9 East Ontario, Chicago, IL 60611
BD
CRD#: 148820
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/24/2015
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
METROPOLITAN CAPITAL INVESTMENT BANC, INC. | METROPOLITAN CAPITAL, INC.

CRD#: 148820 / SEC#: , 8-68075

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
9 East Ontario, Chicago, IL 60611
Mailing Address
9 East Ontario, Chicago, IL 60611
Phone number
(312) 640-2300
Established
Illinois since 09/16/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
METROPOLITAN CAPITAL BANCORP, INC.SOLE SHAREHOLDER
KIRSCHENBLAT, CHAD ETHANCFO/FINOP/POO/PFO2503352
NOVEL, FRANK P.PRESIDENT, CCO, EXEC. REP., SECRETARY, AMLCO5501358
PRESBERG, JOHN J.CFO/FINOP6530339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

CRD#: 148820Chicago, IL 60611

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