Ben M. Biran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ben Matan Biran, who also goes by Ben Mathan Biran, Ben Biran, was a registered financial professional .
Ben is a previously registered financial professional and started their career in finance in 2015. Ben had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2022 - October 26, 2022
AKIN BAY COMPANY LLC
July 10, 2019 - January 7, 2020
HOULIHAN LOKEY CAPITAL, INC.
July 27, 2015 - October 17, 2017
MOELIS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AKIN BAY COMPANY LLC
CRD#: 29493 / SEC#: , 8-44363
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RYBAKOFF, JAMES BLAIR | PRESIDENT AND CEO, CHIEF COMPLIANCE OFFICER | 2199820 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
