Ross A. Lavery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Arthur Mccallum Lavery MR was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 2015. Ross had worked at 2 firms and has passed the SIE and Series 17 exams.
Question & Answer
Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2015 - February 3, 2017
AUTONOMOUS RESEARCH US LP
July 22, 2015 - May 13, 2016
AUTONOMOUS RESEARCH LLP
State Registrations and Notice Filings
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Exams
Series 17
Date: 7/22/2015
Limited Registered Representative ExaminationCurrent Firm
AUTONOMOUS RESEARCH US LP
CRD#: 165290 / SEC#: , 8-69149
Contact information
Documents
Red Flags
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